Practical Moral Philosophy for Lawyers

Thomas Shaffer on the Gentleman Ethic

The following material is excerpted from Thomas Shaffer, The Return of the Gentleman to Professional Ethics, 10 Queen's U.L. Rev. 1, 3, 4-6 (1984):

A . . . way to describe the gentleman's life is to catalogue the qualities we admire in gentlemen. We start with the understanding that some people are gentlemen and some are not, and we then try to notice the characteristics of those we identify as gentlemen. . . .

The gentleman is civil. He hates to inflict pain . . . .

The gentleman is self-possessed . . . .

The gentleman is steady in leadership. Leadership--and every form of power--is, to him, not a matter of merit but a matter of circumstance. This is not noblesse oblige, which regards power as appropriate and seeks to justify having it. The gentleman's notion is that power is a form of service.

The center of the gentleman's social morality is a response to what happens--not a reaction, but a response. He is able to respond; he believes that "a human being leads himself to do everything he does."

The gentleman is discriminating . . . .

The gentleman is also diffident. He is firm in his morals but not without doubt about them. . . . He has "the capacity to take a firm stand while recognizing that the rightness of doing so is questionable."

* * * *

The 19th-century gentleman in North America gave us slavery, Manifest Destiny, the theft of half of Mexico, the subjugation of women, the exploitation of immigrant children, Pinkerton detectives, yellow-dog contracts, and the implacable genocide of American Indians. You could make a case that the gentleman is not worth saving. If he has left the professions, the best thing for us would be to bar the door lest he get back in. The gentleman's ethic is either inherently useless or it has been corrupted. At best, gentlemen have deceived themselves, often and thoroughly.

But all admirable moralities are neglected and corrupted. In the curious dynamics of self-deception, the nobler the morality the more likely it will be corrupted. Still, there is a difference between a corrupt morality and a corrupted morality. There is a difference between the racism of Hitler and the racism of Rudyard Kipling. It may be that the gentleman's morality, a thing as old as Aristotle's Nichomachean Ethics, can be cleaned up and put to use in modern professions.

* * * *

Professions are the way we certify our superiority. Lionel Trilling noticed this in C.P. Snow's stories about scientists who work for the government--"men who, by their talents, have risen from . . . the lower classes." In their new professional world, "differences of social origin are modified by the attitudes of the scientific group." That is, of the professional group. "Thus, all the physicists, no matter what their social origin, are at one in their alienation from the engineers, whom they regard as of a lower social order."

A similar sorting out is familiar to all of us who observe the hierarchies in medicine and law. It is also familiar in the distinction between professionals and their clients, where professionalism means superiority, disengagement (which we call objectivity), and social processes in which we divide people up and hand the parts over to experts. In contrast with this professional arrogance, Lewis Thomas says that the essence of traditional medicine is a "uniquely subtle, personal relationship" between doctor and patient that "has roots that go back to the beginnings of medicine's history . . . ." It takes, he says, "the best of doctors, the best of friends."

The moral danger of professionalism is absolutely fundamental. The risk here is idolatry . . . . acting as if success in an occupation were a moral compass.

* * * *

Ancestry and ownership have been important in the gentleman's ethic. But they have not been essential . . . .

What, then, is the moral quality of the gentleman's esteem for the past? I claim that it is not breeding. It is moral tradition. The gentleman does not regard himself as either an autonomous moral agent or as a self-ade person. He preserves and honors the values of his culture. When he stands against his community, his moral argument is the moral argument of Jesus against the Pharisees, or of Isaiah against the temple priesthood: He accuses the community of dishonoring its moral inheritance. That has been the position of some Southern lawyers against racism in the South. It is the argument of many in Israel against the current excesses of the political and military leadership there . . . .

The gentleman recalls to the community its heritage; he insists that those in institutions look at what they're doing and not behave as if events were too big or too complicated for them . . . .

The second way the gentleman avoids professional idolatry is through craftsmanship. Alasdair MacIntyre fashions from Aristotelian ethics a professional moral tradition he calls the practice. The notion turns on a distinction between two kinds of benefits we gain from the pursuit of our callings: One of these is external; for example, money and the good regard of our neighbors. The other is internal. Internal benefits relate to the joy of doing what we do, of sharing that joy with our colleagues, and of subjecting what we do to the standards of performance we inherit, preserve, and pass on in a profession. An example is what in business is called a trade secret: Doctors and lawyers do not have trade secrets. If one of us discovers something, or thinks he has discovered something, he turns it over to the profession--for use, for evaluation, and for improvement. When one of us fails to do that, he is considered unprofessional.

Such professional traditions are what I mean by craftsmanship. When we behave with honesty and civility, the practice is a way to the good life; it is a theater for virtue; it honors our professional ancestors and admits that we are indebted to them; it reaches beyond professional fashion and fad and gives each of us a place to learn who he is.

If we keep our metaphors straight, the practice is also a way to avoid the delusions of professionalism. Craftsmanship, for example, is not art; when we call it art, we withdraw it from evaluation and use by our colleagues; we begin to think that what we do is too special for them. Craftsmanship is not merely work, either. We excise the mystery from what we do when we come to think of it only as work, and of our doing it as only a job.

A third way to topple the professional idol is through liberal education. We are solemn in our professional work--inevitably so, I guess-- but, as Karl Barth said, we are only children playing before God. I think that's why Lewis Thomas, and others in medical education . . . use their influence against extensive premedical curricula; they want to claim for their profession the liberally educated doctor. It is a way to save the profession from being too solemn.

Liberal education helps us understand the relation between the patient or client and the community. It is defensible, surely, to provide in the community a professional function that does not serve "the whole man." But we can get away with that only when our community takes responsibility for the whole man. It is defensible for me to defend my client against a drunk-driving charge if I am also alert to the fact that his alcoholism will not be cured in traffic court, and if I am concerned for-- responsible for--his being more than either a drunkard or a client of mine.

When Dr. Craig's heart-transplant patient died, he grieved for her--not for his or the hospital's want of skill, but for Eve, his patient, who was dead. He shed a tear for his friend. He spoke to a young colleague about his three decades as a doctor: "I know now how people die," he said. "But I still don't know why." On that question he needed Socrates and Job more than he needed professionalism.

Liberal learning helps us to see the community, and the mystery of the human person, with diffidence but also with responsibility. It helps us to begin to learn that we are not defenseless against evil, but that our professionalism is not enough for a moral life.

Finally, we can fend off professional idolatry by locating and treasuring the feminine in ourselves and in our professional traditions. The gentleman's ethic in the professions was but is no longer the creation and province of men. If it were again to be as masculine as it was in Trollope's day, it would be, by the fact of its bias, an unacceptable ethic; it would be corrupted too deeply to be worth returning to. It would also and again become a justification, as its 19th-century manifestations were in Britain and in North America, for racism and exploitation of the poor.

An attempt to locate and describe the feminine quality in the gentleman's ethic is necessary as a matter of justice. If we succeed at it, we will not only reduce the sexism in our professions but will also reduce the other ways in which we are unjust. I am tempted to make an even bolder claim: Our doing this--our discovering what Jung would have called the anima in our collective professional soul--is a way to diminish professional self-deception and the idolatry in which we see professionalism where we ought to see God.

The question would be how to explicate and treasure the feminine side of the gentleman's ethic; and on that question I am reliably told that I don't know what I'm talking about. I do know what I'm worried about though--what I cannot avoid being worried about, because I am a teacher of women who are lawyers: I am worried about evasion of the feminine. . . .

I am struck by a curious feature of stories about women in the professions in the days when, for the most part, the professions excluded women--about Myra Bradwell, for example. She was a Chicago housewife, mother, and editor, who had great influence on the law of Illinois but who was not allowed admission to the bar until she was old and famous--four years before her death. Her memory was appropriately celebrated in a book about American women, written for the bicentennial celebration in the United States. The curiosity I mentioned appears in this sentence: "In part, perhaps, because as a woman she was an outsider, Myra Bradwell was able to perceive many ways in which the operation of the courts could be improved, and . . . an impressive number of her suggestions were enacted into law."

Myra Bradwell was a prophetic figure in the life of the law and lawyers in Illinois. The quotation suggests that this was possible because she was an outsider; and she was an outsider because she was a woman. A prophet is always outside his culture and at the same time within and a part of it. It would be outrageous to suggest, now, that women not be admitted to the bar because their moral influence will be greater if they are outside the profession. But there may be a subtle point about being both outside and inside, and about women who are both outside and inside, that remains useful.

Note

The world of the gentleman lawyer, with all its promise and failings, is the subject of Louis Auchincloss's fictional writings. See e.g.: The Great World and Timothy Colt (New York: McGraw-Hill Paperback. 1987)(1956), Powers of Attorney (Boston: Houghton Mifflin, 1963); "The Senior partner's Ghosts," "Foster Evans on Lewis Bovee," "Lloyd Degener on Eric Temple," and "Cliffie Beach on Himself," in Tales of Manhattan 125-220 (Boston: Houghton Mifflin, 1967); The Partners (Boston: Houghton Mifflin, 1974); Diary of a Yuppie (Boston: Houghton Mifflin, 1986); "Hermes, God of the Self-Made Man," in False Gods 37-97 (Boston: Houghton Mifflin, 1992). [The Writer on Wall Street: An Interview With Louis Auchincloss]

 

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