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Practical
Moral Philosophy for Lawyers
A Law Firm's Withdrawal from Representation
Reading: David Sanger, "Law Firm Drops South Africa Client,"
NY Times, October 4, 1985, p. D1, c. 3; Letters to the Editor, "Lawyers--or
Hired Guns?" Washington Post, October 24, 1985, p. A22, c.3; Letters
to the Editor, "When a Law Firm Feels Obliged to 'Fire' a Client,"
New York Times, October 20, 1985, p. 20E, c.3; Letters to the Editor,
"Lawyers--or Hired Guns?" Washington Post, October 24, 1985,
p. A22, c.3.
(1) David Sanger reports that lawyers in the Washington, D.C. legal
community familiar with the Covington & Burling decision "said
the debate over representing the airline raised complicated ethical
issues for the firm. . . ." The President of the DC Bar Association
was quoted as saying, "it is hardly an easy issue." A partner
in Covington & Burling privy to the debate confirmed that the firm's
discussion was "spirited."
(i) What made the ethical issue for Covington and Burling so complicated?
(ii) Does the complicated nature of the issue account for the firm's
"spirited" discussion?
(2) Was the issue for Covington & Burling (and for you) an ethical
one? What significance, if any, attends to calling a question, concern,
issue, or decision, an ethical one?
In a discussion of the Covington and Burling problem one law student
argued (rather vigorously) that the issue would more accurately be described
as economic rather than ethical. What payoffs and pitfalls follow such
a categorization?
(3) Covington & Burling was willing to tell the New York Times
only that it had dropped state-owned South African Airways as
a client. The firm gave no reason for its decision. How do you
explain the firm's failure to provide reasons for its decision? Firm
partners were reported to be "reluctant . . . to describe the firm's
internal debate." How do you explain their reticence?
(4) Some Washington lawyers (including the President of the local Bar
Association) thought the issue was complicated because the client was
"unpopular." It is one of the working myths (some would call
it an ideal) of our profession that we are willing to stand against
the community and represent "unpopular" clients. What problems
do you see in the argument that Covington & Burling should continue
its representation of South African Airways because lawyers are morally
obligated to represent those who are "unpopular"?
(i) How, for example, would you distinguish between a law firm's
representation of South Africa Airways and Atticus Finch's representation
of Tom Robinson in To Kill A Mockingbird? Tom Robinson was
a black man falsely charged with the rape of a white woman in Alabama
in the 1930's. A mob tries to hang Robinson without a trial. Is there
any parallel between an unpopular national airlines, South Africa
Airways, and the clients (actors, writers, producers) of lawyers blacklisted
during the McCarthy era?
(ii) The New York Times article reporting the decision of
Covington & Burling to drop South Africa Airways as a client presents
two examples of unpopular clients that lawyers have represented: Lawyers
representing "unpopular" "British soldiers accused
of murder in the Boston Massacre." The President of the local
Bar Association provided another example: "Southern blacks in
the 1960's never would have gotten representation if their lawyers'
decisions were made on the popularity of their cause."
How would you distinguish these examples of unpopular clients and
South Africa Airways?
How did lawyers in the firm who supported the decision to drop South
African Airways make the distinction?
(iii) Ronald Goldfarb, a Washington lawyer, in an op-ed piece in
the Washington Post, argued that lawyers representing corporate clients
and getting rich in the process "cannot be compared with some
distinguished lawyer's defending an accused spy on assignment from
a court, or offering one's services to an unpopular claimant who wants
to raise an important constitutional point." Mr. Goldfarb argues
that as lawyers "we should not shroud our business with pseudo
ethical platitudes about public service."
What kind of violence is done to the tradition of lawyers representing
"unpopular" clients when lawyers seek to represent agencies
of a government of apartheid that has become a matter of widespread
social concern? Is apartheid just another "unpopular cause"?
(5) The Covington & Burling decision to terminate its representation
of South African Airways followed law students' boycotts of the firm's
recruitment activities.
(i) Why would law students' boycott a prestigious law firm that represents
an airline owned and operated by the South African government?
(ii) Are the boycotting law students abandoning, as fellow students
and some lawyers contend, "a key tenet of the profession: to
provide the best possible representation for its clients, regardless
of whether their cause was popular?"
(iii) One Yale Law student explaining the boycott of Covington &
Burling said, "I think that we have sent a message: that lawyers
are not just hired guns; they are moral actors in the political universe."
Is this a message that can, or should, be sent to law firms?
(6) Ronald Goldfarb, in his Washington Post op-ed piece commenting
on the Covington & Burling decision, argues that the decision has
nothing to do with the Constitutional guarantee of a right to counsel
which applies in criminal cases and that "lawyer ethics does not
require any lawyer to take any case." (A letter to the New York
Times from University of Michigan law students also points out that
the right to counsel exists only in criminal cases.)
Mr. Goldfarb was referring to the Code of Professional Responsibility.
Does the Rules of Professional Conduct support Mr. Goldfarb's proposition?
[See Rule 1.16 Declining or Terminating Representation, Rule 6.1 Pro
Bono Publico Service, and Rule 6.2 Accepting Appointments]
(7) How are lawyers to take account of the moral stance of the clients
who seek their services? Mr. Goldfarb poses the following "touchy
questions":
- "What if a segregationist South African company wanted legal
help providing aid to the blind?"
- "What if a reputable Swedish company wanted legal help in its
dispensation of a questionable drug?"
- "What if an American company with a reputation for charity
wanted legally to delay controls over its dumping sewage in a river?"
(i) If South African Airways had approached your firm for legal
representation to represent the first international airline to fly
nonstop from South Africa to Charleston, would you represent them?
(ii) Would you represent any (or all) of the clients Goldfarb describes?
(iii) What kind of moral stance do you take (for yourself) (and
for other lawyers) when you decide to accept a client?
(8) Would Covington & Burling have had a stronger case for maintaining
their relationship with South Africa Airways if they had announced that
there was nothing unethical in their continued representation of the
client and were hiring two additional lawyers to work full-time in the
firm's pro bono litigation section on cases involving equality for minority
groups?
Mr. Goldfarb suggests in his letter that he would consider such a move
"hypocrisy." Is it?
(9) Goldfarb sets out a conventional defense of lawyers' efforts to
dissociate themselves from the morals of their clients: "[I]t is
not their role to judge their clients' virtues, that virtue at best
is subjective, and that the adversary system allows--indeed, requires--fighting
for all sides. They claim that not only is it not unethical but also
that it is in the highest tradition of the bar to represent clients
in a nonjudgmental way." Richard Wasserstrom, has described this
approach to lawyer ethics as "role differentiated" behavior.
He contends that it arises from an effort to make law practice into
a "simplified amoral universe." [Richard Wasserstrom,
Lawyers as Professionals: Some Moral Issues, 5 Human Rights 1 (1975)]
(i) Mr. Goldfarb contends that the argument that it is our "professional
obligation" to take "obnoxious" clients is "phony."
He identifies this argument as the "hired-gun syndrome."
The syndrome is one of the reasons the public hates lawyers. The public
sees us doing and saying things it despises, getting rich doing so,
and claiming it is something noble at that. Keeping hurtful products
on the market, bringing extortionate lawsuits, defending corporate
shenanigans is not public service or the high calling of professionals.
It is money grubbing at least, sometimes ripening into confederation
with wrongdoing.
(ii) It is not, argues Goldfarb, a matter of ethics, or a matter
of public service, but a matter of money. It would, he says, "be
a public service if a lot of lawyers stopped working for a lot of
clients, not because of who the clients are but because of what they
are prepared to pay us to do."
(iii) Do the Rules of Professional Conduct support Mr. Goldfarb's
position? While the Rules are not explicit about the moral and ethical
obligations of lawyers in representing "obnoxious" clients
a comment to Rule 6.2 notes that "A lawyer ordinarily is not
obliged to accept a client whose character of cause the lawyer regards
as repugnant." Consequently, Rule 6.2 makes it a good cause exception
to the general obligation to accept judicial appointment that "the
client or the cause is so repugnant to the lawyer as to be likely
to impair the client-lawyer relationship or the lawyer's ability to
represent the client." (Rule 6.2 (c)). Rule 1.6 on the representation
of clients permits termination of the attorney-client relationship
when "a client insists upon pursuing an objective that the lawyer
considers repugnant or imprudent. . . ."
The dictionary defines repugnance as a "deep-rooted antagonism,
aversion, antipathy. Distasteful, repellent. Synonyms of repugnance
include: repellent, abhorrent, distasteful, obnoxious, invidious.
Repugnant implies a nature alien to one's ideas, principles, or tastes,
and a stirring up of resistance or loathing. Obnoxious: An objectionableness
so great that one cannot tolerate it. Invidious: A character such
that it cannot be used, undertaken, etc., without creating ill will,
odium, or the like."
(10) Robert Bauer, in a letter to the editor chided Mr. Goldfarb for
urging a position that damages the "rule of law." If one takes
note of how it is the rule of law that held the racially discriminatory
practices of South African apartheid in place, one wonders what Mr.
Bauer has in mind when he speaks of the rule of law?
Mr. Bauer, in his letter, contends that lawyers "are not better
positioned than other responsible citizens to make broad social or political
judgments about their clients' goals or behavior." Consequently,
if lawyers were asked to take an ethical stance they would, argue Mr.
Bauer, "simply heed prevailing public opinion about what is a 'good'
client and what is a 'bad' client." How would you respond to Mr.
Bauer on this point?
(11) Another letter to the Washington Post in response to Mr. Goldfarb's
op-ed piece (from Joseph J. Levin, Jr.) saw Mr. Goldfarb's argument
as asking lawyers to "condemn large categories of client conduct
to the trash heap as if there were one correct ethical or moral judgment
to be rendered." What error do you find in Mr. Levin argument?
When Mr. Levin argues that "[o]ne person's 'extortionate lawsuit'
is another's action to redress serious injury" what kind of ethical
argument is he making?
(i) Mr. Levin found no "clarity" in the distinction between
a lawyer who represents a company engaged in "corporate shenanigans"
and brings "extortionate lawsuits" and one who represents
clients who raise "important constitutional" issues? Is
there nothing to be made of such a distinction?
(ii) Can you distinguish between the hypothetical that Mr. Levin
presents and the decision of Covington & Burling to terminate
its representation of South African Airways? Mr. Levin's hypothetical
was presented as a question: "If South African citizens wish
to demonstrate in Harlem on behalf of apartheid, and New York City
denies them a permit, should our hypothetical lawyer represent them
'to raise an important constitutional point?'"
(12) Mr. Levin implies that Mr. Goldfarb presented a "simplistic
view" of a "complex issue." How can we talk about the
Covington & Burling decision so as to keep its complexity in view
and avoid being simplistic? Or is it the case, that in moral and ethical
matters, we need simplicity. Does Mr. Levin's way of talking about the
complexity of ethical matters create more confusion than clarity?
(13) Under what circumstances do lawyers and law firms actually terminate
relations with long-standing clients?
(14) Sylvia Law, one of the few law teachers to receive the prestigious
MacArthur award, observed some years ago that "In deciding whom
you are going to work for, particularly in a period of history in which
there are real and sharp divisions of values in society, you must make
a personal moral choice." [Sylvia Law, "Afterword: The Purpose of Professional Education,"
in Stephen Gillers (ed.), Looking at Law School 205, 212 (1977)]
How can "individual" lawyers who practice law at Covington
and Burling follow Sylvia Law's moral admonition?
Notes
1. The legal representation of South Africa's airline
has provoked commentary from various sources. Consider the following
excerpt from Mark Green, The Other Government: The Unseen Powers
of Washington Lawyers 196-199 (New York: Grossman Publishers, 1975):
In 1968 and 1973, Covington helped SAA obtain two
route certificates from the CAB. The 1968 proceeding was very routine.
SAA (South African Airways)--owned by the government of the Republic
of South Africa, and operated as a governmental department--wanted
a route for passengers, mail, and property between Johannesburg and
New York City through Rio de Janeiro. Brice Clagett, Peter Nickles,
and Cary Dickinson of Covington presented SAA's case to the board,
their brief concluding: "Nor can there be any doubt that the
proposed service is in the public interest." The CAB agreed 5--0,
and President Lyndon Johnson--Presidents having final say over the
granting of international routes--approved of the award on November
7, 1968, a mere four months after the application had been filed.
South Africa's 1973 application was anything but
routine. The airline wanted a Johannesburg-to-New-York-City route
via Sol Island and Las Palmas. But intervening in this proceeding
was the fifteen-member Black Congressional Caucus, represented by
the lawyers committee for Civil Rights under Law. They complained
that South Africa was a racist country discriminating against black
passengers and whose airline, as a result, did not deserve this route
award. Clagett strongly objected to this intervention. He argued that
"the alleged interest of the petitioners is based on political
opposition towards the Government of the Republic of South Africa
rather than is founded on such matters as..."the perpetration
of colonialism and racism in Africa.'" Clagett especially protested
providing any evidence concerning the internal affairs of the South
Africa government. Yet, the administrative law judge in the case,
Ross I. Newmann, allowed the Black Caucus to intervene in the proceeding
and allowed the introduction of some evidence on the issue of SAA's
alleged racial discrimination.
During the April 9, 1973, CAB hearing, it came out
over Clagett's objections that the cafeterias and toilets at SAA terminals
were segregated by race, but the restrictions only applied to local
blacks, not foreign blacks. Also, of fifty-three SAA
American employees, only two were black, and both were clerical workers.
Undaunted, the Covington brief insisted that "the record is completely
clear and no discrimination or segregation is applied to United States
citizens traveling in foreign air transportation or, indeed, in domestic
air travel in South Africa." (But black Americans should be able
to quickly produce their passports to distinguish themselves from
local blacks, for local policemen are neither color-blind nor genealogists.)
The case troubled the CAB commissioners, but they
ultimately took the safe course by dismissing considerations of race
as irrelevant. Their task was to assay an applicant's transportation
capacity, not "the full range of facilities which may be used
by U.S. citizens visiting a foreign country." The board added:
"Such evaluation would necessarily inject the Board into the
complex and delicate diplomatic questions affecting relations between
the United States and a friendly route request in early September
1973. On September 28 President Richard Nixon ratified their decision.
This was not Covington's only effort to ward off
SAA's critics. During and after the first route proceeding, the New
York State Division of Human Rights charged that "the Government
of the Republic of South Africa, of which SAA is an instrumentality,
has pursued a policy of racial discrimination in the disposition of
applications for visas to such persons because of their race or color."
The agency claimed jurisdiction over this foreign carrier because
it flew in and out of New York's Kennedy Airport. South African Airways,
with Brice Clagett as counsel, subsequently hauled the Human Rights
Division into court to argue that New York State law did not apply
to a foreign air carrier. And in 1970 the New York Supreme Court agreed.
SAA and C&B had prevailed, though at a price.
Some associates refused to work for SAA, complaining intrafirm about
Covington representing, on an ongoing basis, a racist client. Five
associates met with the management committee to explain their concern.
"They were very vague about it," reports one of the associates
about the committee. "They said it was up to each individual
lawyer, although they did draw a line and say it would be difficult
for the firm to represent Nazis." At one firm meeting partner
Robert Owen also objected to this client, which did not sit well with
Dean Acheson, occasional defender of similar colonial interests. At
a dinner in his house, Acheson "disapproved rather strongly to
Owen's objecting to the case," recalled a C&B member there.
The problem is more difficult than for a Chase Manhattan
Bank or a Polaroid that merely invest in South Africa. Since SAA is
part of the South African government, Covington gets paid by, works
directly for, and helps promote the interests of South Africa's apartheid
regime. This does not upset Brice Clagett, an aristocratic Tory who
has made it obvious to fellow lawyers that he does not particularly
like black people. But Peter Nickles is a different story. He was
one of the five associates to petition the management committee on
SAA. He is a serious liberal sincerely dedicated to pro bono
work as well as to his corporate clients. In 1968 Nickles represented
the interests of a government which oppressed black people. In 1969
he became the chairman of the Neighborhood Legal Services Program
(NLSP), a legal-aid society that combats the oppression of black people.
A contradiction? There are two polar views. On the
one hand, lawyers, both corporate and American Civil Liberties Union
lawyers, argue that a client is a client is a client, that Nickles
was just doing his job as a professional. "Hell, I'm a lawyer,
not a reformer," Covington partner John Laylin stressed to Joseph
Goulden when discussing this case. SAA "got a little choosey
about who[m] it would issue visas [to], as is its right. . . . But
that isn't our business. I don't give a second thought to the matter."
On the other hand, some see the issue not so much legally as politically
and personally. Politically, what would NLSP's black clientele think
if they realized that their defenders of today had toiled for their
oppressors yesterday? One former C&B lawyer said, "There
are certain fundamental principles to which this nation is committed,
morally and legally, and here we were, trying to uphold an abominable
violation of them." And personally, is there any canon of ethics
that mandates that someone must devote part of his professional time
helping those who live on the backs of black people?
2. The following excerpt is from Joseph Goulden, The
Super Lawyers 51-52 (1971):
When the airline faced loss of its landing rights
at Kennedy International Airport in New York, Covington and Burling
defended it, first before the New York State Commission on Human Rights,
then in United States District Court. [The airline had lost its landing
rights because of a policy of not accepting black passengers on flights
from New York.] Then one of these lawyers asked me several months
after leaving Covington. "There are certain fundamental principles
to which this nation is committed, morally and legally, and here we
were, trying to uphold an abominable violation of them." The
group took its protest to the firm's management committee and argued
that Covington and Burling should drop the case. "It was all
very friendly, and very polite, but the management committee wouldn't
budge."
This incident, and others, convinced the young lawyer
he wasn't "partner material," and he left the firm several
months later. He notes, however, that the internal dispute did not
adversely affect the group of Protestants. "As a matter of fact,"
he said later, "one of them was made partner in 1971, so I suppose
things worked out okay." Covington and Burling also won the airline
case.
Laylin bridled--politely, I admit, but I know a bridle
when I see one -- when I asked him about the South African case. "Hell,"
he snapped, "I'm a lawyer, not a reformer. We are lawyers. We
act as counsel. We are not presumptuous enough to pass judgment on
the form of government of a client which happens to be a foreign nation,
no more than we would ask a domestic client whether he is a Democrat
or a Republican."
In the airline case, according to Laylin's version,
South Africa "got a little choosy about who it would issue visas,
as is its right. All airlines require visas before you can fly overseas,
and the policies are set by the government. So why single out South
African Airways?"
Well, I asked Laylin, isn't the visa requirement
aimed at blacks, as alleged by the firm's dissident associates? And
does Covington and Burling feel comfortable helping a foreign government
enforce a racist policy?
Yes, Laylin conceded, the policy is directed against
blacks. "Blacks and agitators. South Africa doesn't want them;
it decided as a matter of national policy to keep them out. But that
isn't our business. I don't give a second thought to the matter."
Actually, Laylin continued, Covington and Burling
once had an even more intense internal dispute over representation
of a nation at the other end of the political spectrum. "We were
attorneys for Poland before it went Communist. On that occasion, we
resigned at the insistence of one or two partners. . . . We were right
after the war. The State Department was most upset at our decision,
for Americans in Poland were having trouble obtaining counsel. I argued,
but I lost, and we had to drop Poland."
Laylin was silent a minute. "You know,"
he finally continued, "some of these younger people don't seem
to understand the proper role of a lawyer. We're not here to save
the world, or to force our own ideas on someone else, but to represent
clients."
3. Can an American lawyer represent the Nicaraguan
government in an action against the United States before the International
World Court and claim to be acting in the best moral traditions of the
legal profession? Jeane J. Kirkpatrick, in a 1985 opinion piece in the
Washington Post, implied that Abram Chayes, the American lawyer who
represented Nicaragua, was cooperating with a foreign government to
undermine United States policy and that it was wrong for him to use
his advocacy skills on behalf of Nicaragua. Jeane J. Kirkpatrick, "Nicaragua's
U.S. Lawyer's, Washington Post, September 30, 1985, p. A15, c.1.
Ms. Kirkpatrick's concern was voiced when Nicaragua was in the hands
of the Sandanista government, a government so vehemently opposed by
the Reagan administration that Colonel Oliver North was allowed to use
the National Security Council as a front for the illegal diversion of
funds to Contras fighting the Sandanistas.
Abram Chayes, in his response, noted that Kirkpatrick's
concern about United States foreign policy ignores the "bedrock
proposition" that even our government is "subject to and accountable
before the law." [Abram Chayes, "What Kirkpatrick Ignores,"
Washington Post, October 4, 1985, p. A23, c.1].
The issue between Kirkpatrick and Chayes is whether
the representation of Nicaragua before the World Court is a political
or legal matter. The issue could be reframed as a moral one. Chayes
may have taken on the representation of Nicaragua because he found United
States foreign policy, not only illegitimate and a violation of international
law, but immoral as well. Roger Wilkins, a Washington D.C. lawyer commenting
on Kirkpatrick's blast at Chayes pointed out that "[t]he attempt
by one sovereign state [the United States] to instigate the overthrow
of another [Nicaragua] by means, among others, of murder, rape and theft
would seem to me to present quintessential questions of international
law, even though the decision to follow such a course may have been
a political one. It is clear that illegal acts may flow from political
decisions." Roger Wilkins, letter to the editor, Washington
Post, October 6, 1985, p. D6, c.3.
Lloyd N. Cutler, one of the most widely known lawyers
in Washington, argued that so long as Mr. Chayes "believes there
are reasonable jurisdictional and substantive arguments to be made in
Nicaragua's behalf, he has every ethical right to present its case to
the court." [Lloyd N. Cutler, letter to the editor, Washington
Post, October 6, 1985, p. D6, c.3].
Another commentator observed that: "What Mrs.
Kirkpatrick should remember is that patriotism sometimes requires taking
a hard look at our own actions, in the tradition of a John Adams."
[Pierre M. Hartman, letter to the editor, Washington Post, October
10, 1985, p. A26, c. 3].
George C. Smith, associate general counsel to the conservative
Washington Legal Foundation, argued that the problem was not that Nicaragua
had a U.S. lawyer but that Chayes had been legal advisor to the State
Department during the Kennedy administration and in that capacity was
privy to sensitive and confidential information. Smith charged Chayes
with a violation of confidence gained as a government lawyer. Smith
contends that the Washington legal establishment, including Lloyd Cutler,
do not condemn Chayes's movement through the "revolving door"
(representing first the government and then then using the knowledge
gained in government service to represent non-government interest) because
the "American bar establishment is so completely dominated by a
combination of mercenary and liber-internationalist mentalities"
that no one sees the harm in Chayes's "peculiar version of the
'revolving door.'" [George C. Smith, "Nicaragua's Lawyer is
Not Just Any Lawyer" (Letter to the Editor), Washington Post,
October 26, 1985, p. A19, c.2].
On October 7, 1985, the Reagan administration, fearful
of an adverse decision by the International Court of Justice on claims
by Nicaragua that the United States had violated international law,
ended a thirty-nine year policy under which the United States had agreed
to abide by the International Court's decisions. [John M. Goshko, "U.S.
Limits Recognition of World Court Rulings," Washington Post, October
8, 1985. For a defense of the United States decision, see Editorial,
"Opting Out of the Court," Richmond Times-Dispatch,
October 11, 1985, p. A2, c.1].
4. Supplemental Readings:
"Elkins Speaks on Firm's South Africa Decision," Washington
and Lee News, December 5, 1985, p.7, c.4; Steve Nelson, Covington's
Decision May Spur Pressure on South Africa Issue, 8(18) Legal Times,
October 7, 1985, p.1, c.3; "Boycott Leaders Buoyed by D.C. Firm's
Decision," Legal Times, October 7, 1985.
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